For a client in the financial sector, we conducted a thorough review and implementation of Anti-Money Laundering (AML) and foreign exchange compliance procedures. Our work included an in-depth analysis of existing processes, their optimization, and alignment with the latest regulatory requirements.
Throughout the engagement, we also provided full legal support during an audit conducted by the national financial supervisory authority. We prepared all necessary documentation and developed strategies for effective communication with the regulatory body to ensure a smooth audit process and protect our client’s interests. Our involvement enabled the client to effectively present their operations in compliance with legal requirements, minimizing potential regulatory risks and facilitating a successful conclusion to the audit process.
As a result of our efforts, potential sanctions were significantly reduced, and full regulatory compliance was ensured, strengthening the client’s market position and operational security.
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